Vicki Kean
Regulatory Compliance Professional at Compliance Risk Concepts (CRC) | Cedar Rapids, Iowa, United States
Vicki Kean’s Emails vk****@co****.com
Vicki Kean’s Phone Numbers +1646346****
Social Media
Vicki Kean’s Location Cedar Rapids, Iowa, United States
Vicki Kean’s Expertise Regulatory Compliance Professional at Compliance Risk Concepts (CRC)
Vicki Kean’s Current Industry Compliance Risk Concepts (CRC)
Vicki
Kean’s Prior Industry
Compliance Risk Concepts (CRC)
|
Berthel Fisher & Company Financial Services
|
Berthel Fisher & Company Financial Services, Inc.
|
Securities Management & Research, Inc.
|
Transamerica Financial Advisors, Inc.
|
TRANSAMERICA RETIREMENT ADVISORS, LLC
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Work Experience
Compliance Risk Concepts (CRC)
Regulatory Compliance Professional
2023-05-01 — Present
TRANSAMERICA RETIREMENT ADVISORS, LLC
Lead Compliance Analyst
2019-01-01 — 2023-04-01
Transamerica Financial Advisors, Inc.
Lead Compliance Officer
2016-06-01 — 2019-01-01
Securities Management & Research, Inc.
Chief Compliance Officer / Vice President of Rep Resources
2014-06-01 — 2016-03-01
Berthel Fisher & Company Financial Services, Inc.
Chief Compliance Officer / Vice President of Rep Resources
2012-04-01 — 2016-03-01
Berthel Fisher & Company Financial Services
Chief Compliance Officer
2011-04-01 — 2016-03-01
Berthel Fisher & Company Financial Services
OSJ Regional Manager
2009-11-01 — 2011-04-01
Compliance Risk Concepts (CRC)
Regulatory Compliance Professional
— PresentSkills
Languages
Vicki Kean Email Addresses
Vicki Kean Phone Number
FAQ About Vicki Kean
-
Vicki Kean is located at
Cedar Rapids, Iowa, United States -
Vicki Kean is a
Regulatory Compliance Professional at Compliance Risk Concepts (CRC) Compliance Risk Concepts (CRC) -
Vicki Kean currently works in the
Compliance Risk Concepts (CRC) -
Vicki Kean specializes in
Regulatory Compliance Professional at Compliance Risk Concepts (CRC) -
Vicki Kean speaks the following languages:
English -
Vicki Kean has prior experience in the following industries:
Compliance Risk Concepts (CRC) , TRANSAMERICA RETIREMENT ADVISORS, LLC , Transamerica Financial Advisors, Inc. , Securities Management & Research, Inc. , Berthel Fisher & Company Financial Services, Inc. , Berthel Fisher & Company Financial Services , Berthel Fisher & Company Financial Services -
Vicki Kean has the following professional experience:
Compliance Risk Concepts (CRC) , TRANSAMERICA RETIREMENT ADVISORS, LLC , Transamerica Financial Advisors, Inc. , Securities Management & Research, Inc. , Berthel Fisher & Company Financial Services, Inc. , Berthel Fisher & Company Financial Services , Berthel Fisher & Company Financial Services , Compliance Risk Concepts (CRC) . -
You can view Vicki Kean’s
LinkedIn profile at LinkedIn URL. -
Vicki Kean’s work email addresses are
[email protected] . -
Vicki Kean works at
Compliance Risk Concepts (CRC)
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