
Adam Searle
I am a Compliance & Risk professional with a back-ground of consultancy and management experience in projects and... | United Kingdom
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Adam Searle’s Emails ad****@hl****.co
Adam Searle’s Phone Numbers No phone number available.
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Adam Searle’s Location United Kingdom
Adam Searle’s Expertise I am a Compliance & Risk professional with a back-ground of consultancy and management experience in projects and major financial companies. I have an in-depth knowledge of UK Financial Services regulatoon. I have extensive experience in Compliance Monitoring and gap analyses; seeing them through from planning to reporting stages in a thorough and time-effective manner, with regard to all relevant FCA and other regulations and over-arching conduct obligations. I have been responsible for administering the Document Approval processes and, therefore, have a good handle on Financial Promotions guide-lines. I am committed to maintaining a robust career in Financial Services through knowledge and experience of best regulatory practice and business implementation. I am also Level 6 diploma qualified.
Adam Searle’s Current Industry Novia Financial
Adam
Searle’s Prior Industry
Exeter Family Friendly
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Diligenta A Subsidiary Of Tata Consultancy Services
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Bank
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Zurich Insurance
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Fairpoint
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Hsbc
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Kpmg
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Lloyds Bank
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Computershare
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Parmenion
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Hargreaves Lansdown
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Fscom
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Novia Financial
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Work Experience

Novia Financial
Senior Compliance Monitoring Manager
Sat Jul 01 2023 00:00:00 GMT+0000 (Coordinated Universal Time) — Present
Fscom
Senior Manager
Sun Jan 01 2023 00:00:00 GMT+0000 (Coordinated Universal Time) — Sat Jul 01 2023 00:00:00 GMT+0000 (Coordinated Universal Time)
Hargreaves Lansdown
Compliance Monitoring Manager
Mon Nov 01 2021 00:00:00 GMT+0000 (Coordinated Universal Time) — Sun Jan 01 2023 00:00:00 GMT+0000 (Coordinated Universal Time)
Parmenion
Senior Compliance Monitoring Manager
Thu Nov 01 2018 00:00:00 GMT+0000 (Coordinated Universal Time) — Fri Oct 01 2021 00:00:00 GMT+0000 (Coordinated Universal Time)
Parmenion
Compliance Monitoring Manager
Tue May 01 2018 00:00:00 GMT+0000 (Coordinated Universal Time) — Thu Nov 01 2018 00:00:00 GMT+0000 (Coordinated Universal Time)
Computershare
Compliance Manager - Monitoring
Mon Jan 01 2018 00:00:00 GMT+0000 (Coordinated Universal Time) — Tue May 01 2018 00:00:00 GMT+0000 (Coordinated Universal Time)
Kpmg
Compliance Consultant
Sun Oct 01 2017 00:00:00 GMT+0000 (Coordinated Universal Time) — Mon Jan 01 2018 00:00:00 GMT+0000 (Coordinated Universal Time)
Lloyds Bank
Assistant Risk Manager
Sat Apr 01 2017 00:00:00 GMT+0000 (Coordinated Universal Time) — Sun Oct 01 2017 00:00:00 GMT+0000 (Coordinated Universal Time)
Kpmg
Financial Regulatory Analyst
Mon Aug 01 2016 00:00:00 GMT+0000 (Coordinated Universal Time) — Sun Jan 01 2017 00:00:00 GMT+0000 (Coordinated Universal Time)
Hsbc
Business Review Manager
Sun Mar 01 2015 00:00:00 GMT+0000 (Coordinated Universal Time) — Fri Jul 01 2016 00:00:00 GMT+0000 (Coordinated Universal Time)
Fairpoint
Compliance Case Reviewer - Consumer Credit Project
Thu Jan 01 2015 00:00:00 GMT+0000 (Coordinated Universal Time) — Sun Feb 01 2015 00:00:00 GMT+0000 (Coordinated Universal Time)
Zurich Insurance
Compliance Consultant
Wed Oct 01 2014 00:00:00 GMT+0000 (Coordinated Universal Time) — Mon Dec 01 2014 00:00:00 GMT+0000 (Coordinated Universal Time)
Bank
Compliance Case Reviewer
Tue Oct 01 2013 00:00:00 GMT+0000 (Coordinated Universal Time) — Wed Oct 01 2014 00:00:00 GMT+0000 (Coordinated Universal Time)
Diligenta A Subsidiary Of Tata Consultancy Services
Compliance Reviewer
Mon Apr 01 2013 00:00:00 GMT+0000 (Coordinated Universal Time) — Tue Oct 01 2013 00:00:00 GMT+0000 (Coordinated Universal Time)
Exeter Family Friendly
Compliance & Legal Assistant
Tue May 01 2012 00:00:00 GMT+0000 (Coordinated Universal Time) — Mon Apr 01 2013 00:00:00 GMT+0000 (Coordinated Universal Time)