Brian Neustrom

Brian Neustrom

Chief Compliance Officer at Parsonex Capital Markets, LLC, Parsonex Advisory Services and Parsonex Securities, Inc. E. Magnus Oppenheim,... | Denver, Colorado, United States

*50 free lookup(s) per month.

No credit card required.

Brian Neustrom’s Emails

Brian Neustrom’s Phone Numbers

Social Media

Brian Neustrom’s Location

Brian Neustrom’s Expertise

Brian Neustrom’s Current Industry

Brian Neustrom’s Prior Industry

Not the Brian Neustrom you were looking for?

Find accurate emails & phone numbers for over 700M professionals.

Work Experience

Parsonex Financial Services

Chief Compliance Officer

2021-09-01 — Present

Parsonex Financial Services

Sr. Compliance Analyst

2021-01-01 — 2021-09-01

Cetera Financial Institutions

Supervision Specialist/Sales Supervision

2017-09-01 — 2021-01-01

Cetera Financial Group

Direct Alternative Investment Supervision Analyst

2014-03-01 — 2018-09-01

Cetera Advisors LLC

OSJ Supervision Specialist

2013-06-01 — 2014-03-01

MassMutual Financial Group

ASO/Compliance Officer

2012-01-01 — 2013-06-01

MassMutual Financial Group

Financial Services Representative

2008-08-01 — 2009-05-01

Skills

retirement income planning college planning wealth management investment advisor financial advising securities financial services

Languages

English