Carla Lara-Vivanco

FAQ About Carla Lara-Vivanco

• What is Carla Lara-Vivanco's address?

  Carla Lara-Vivanco is located at
  London, England, United Kingdom

• What is Carla Lara-Vivanco's job title?

  Carla Lara-Vivanco is a
  I am a regulatory affairs specialist with extensive financial services experience in developing and managing relationships with a broad network of external stakeholders including interfacing with the FCA, BoE, PRA, HMT, law enforcement and auditors. Currently, Head of Regulatory Liaison for Bank of China leading the newly created function and responsible for managing the primary supervisory relationship with the PRA and FCA. I report into the CCO & MLRO and work closely with senior management including the CEO, Exco & Board members and INEDs to prepare and advise on how best to meet regulatory expectations. Prior to this, I played a vital role in sustaining Lloyd’s of London relationships and credibility with the PRA and FCA as a nationally significant institution in managing the supervisory relationships. I also oversaw the ongoing robustness of Lloyd’s Senior Manager’s & Certification Regime for the entire Corporation. Due to a genuine interest in the strategic direction of the regulatory environment and its changing landscape, I joined Lloyd's Banking Group as the UK’s largest digital, retail and commercial bank. Where I gained first line of defence experience in conduct, compliance and operational risk management within Group Digital, Group Transformation and COO Business Risk. Previously, I worked at the forefront of the Financial Conduct Authority’s (FCA) credible deterrence agenda as part of the Enforcement & Market Oversight Division. Where I worked on forensic investigations in bringing disciplinary actions against firms and/or individuals in civil and criminal cases within the Wholesale, Retail and Unauthorised Business directorates in order to rebuild trust in the financial markets post-crisis. Typical higher risk cases included inside dealing, market manipulation, mis-selling, misconduct, conduct of business, senior management and governance arrangements, system and control failings and a variety of investment scams. I also have experience in managing a varied portfolio of work including complex projects whilst in Specialist Supervision at the FCA relating to an array of investment and retail firms in executing large-scale remediation and redress, thematic and a skilled person review including experience in providing oversight and assurance services. Bank

• What industry does Carla Lara-Vivanco currently work in?

  Carla Lara-Vivanco currently works in the
  Bank

• What is Carla Lara-Vivanco's area of expertise?

  Carla Lara-Vivanco specializes in
  I am a regulatory affairs specialist with extensive financial services experience in developing and managing relationships with a broad network of external stakeholders including interfacing with the FCA, BoE, PRA, HMT, law enforcement and auditors. Currently, Head of Regulatory Liaison for Bank of China leading the newly created function and responsible for managing the primary supervisory relationship with the PRA and FCA. I report into the CCO & MLRO and work closely with senior management including the CEO, Exco & Board members and INEDs to prepare and advise on how best to meet regulatory expectations. Prior to this, I played a vital role in sustaining Lloyd’s of London relationships and credibility with the PRA and FCA as a nationally significant institution in managing the supervisory relationships. I also oversaw the ongoing robustness of Lloyd’s Senior Manager’s & Certification Regime for the entire Corporation. Due to a genuine interest in the strategic direction of the regulatory environment and its changing landscape, I joined Lloyd's Banking Group as the UK’s largest digital, retail and commercial bank. Where I gained first line of defence experience in conduct, compliance and operational risk management within Group Digital, Group Transformation and COO Business Risk. Previously, I worked at the forefront of the Financial Conduct Authority’s (FCA) credible deterrence agenda as part of the Enforcement & Market Oversight Division. Where I worked on forensic investigations in bringing disciplinary actions against firms and/or individuals in civil and criminal cases within the Wholesale, Retail and Unauthorised Business directorates in order to rebuild trust in the financial markets post-crisis. Typical higher risk cases included inside dealing, market manipulation, mis-selling, misconduct, conduct of business, senior management and governance arrangements, system and control failings and a variety of investment scams. I also have experience in managing a varied portfolio of work including complex projects whilst in Specialist Supervision at the FCA relating to an array of investment and retail firms in executing large-scale remediation and redress, thematic and a skilled person review including experience in providing oversight and assurance services.

• Which languages does Carla Lara-Vivanco speak? 

  Carla Lara-Vivanco speaks the following languages:
  No languages available.

• Which industries has Carla Lara-Vivanco previously worked in?   

  Carla Lara-Vivanco has prior experience in the following industries:
  Lloyds , Lloyds Banking , Lloyds , Lloyds Banking , Financial Conduct Authority , Financial Conduct Authority , Financial Conduct Authority , Accenture , Nomura , Ashurst , Simmons And Simmons , Freshfields Bruckhaus Deringer , Barclays

• What is Carla Lara-Vivanco’s work experience?  

  Carla Lara-Vivanco has the following professional experience:
  Bank , Lloyds , Lloyds Banking , Lloyds , Lloyds Banking , Financial Conduct Authority , Financial Conduct Authority , Financial Conduct Authority , Accenture , Nomura , Ashurst , Simmons And Simmons , Freshfields Bruckhaus Deringer , Barclays .

• How can I find Carla Lara-Vivanco on LinkedIn?  

  You can view Carla Lara-Vivanco’s
  LinkedIn profile at LinkedIn URL.

• What are Carla Lara-Vivanco’s work email addresses?  

  Carla Lara-Vivanco’s work email addresses are
  [email protected] .

• What company does Carla Lara-Vivanco work for?  

  Carla Lara-Vivanco works at
  Bank