Christopher Cook

Christopher Cook

Chief Compliance Officer ... | Miami, Florida, United States

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Work Experience

Velox Clearing

Chief Compliance Officer

2023-06-01 — Present

Zinvest

Chief Compliance Officer

2022-04-01 — Present

Velox Clearing

Director U.S. Regulatory Compliance

2022-04-01 — 2023-06-01

Intercontinental Exchange

CCO ICE Securities Execution & Clearing

2019-01-01 — 2022-01-01

Goldman Sachs

CCO Folio Investments a Goldman Sachs Company

2015-01-01 — 2019-01-01

Evercore

US Regulatory Reporting and FINOP | Vice President

2009-01-01 — 2012-01-01

FINRA

Finra Arbitrator

2008-01-01 — Present

Financial Consulting Group

CCO, CFO | FINOP

1999-01-01 — 2009-01-01

Macquarie Group

Controller | Financial Operations Principal

1998-01-01 — 1999-01-01

MetLife

Controller | Financial Operations Principal

1996-01-01 — 1998-01-01

Skills

fintech clearing services prime brokerage stockmarket financialservices finance technology business investment brokerage

Languages

No languages available.