
Christopher Lum
Financial Service Professional with diverse industry knowledge bringing expertise in account management, trading desk and operations. Excellent... | New York City Metropolitan Area, New York City Metropolitan Area, United States
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Christopher Lum’s Emails ch****@me****.com
Christopher Lum’s Phone Numbers No phone number available.
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Christopher Lum’s Location New York City Metropolitan Area, New York City Metropolitan Area, United States
Christopher Lum’s Expertise Financial Service Professional with diverse industry knowledge bringing expertise in account management, trading desk and operations. Excellent leadership skills with proven ability to manage, train, motivate and mentor teams and manage projects with in a fast paced environment. Strong attention to detail and execution with the ability to deliver world class client service experience. FINRA Series 7 and 63 licensed with extensive knowledge in Fixed Income, Equities, Mutual Funds and Brokerage.
Christopher Lum’s Current Industry Charles Schwab
Christopher
Lum’s Prior Industry
Pershing
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Mellon Securities
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Tradeweb
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Ubs Investment Bank
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Metlife
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Doshi Consulting Solutions
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Charles Schwab
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Work Experience

Charles Schwab
Fixed Income Trader
Mon Jun 01 2015 00:00:00 GMT+0000 (Coordinated Universal Time) — Present
Doshi Consulting Solutions
Consultant
Thu Jan 01 2015 00:00:00 GMT+0000 (Coordinated Universal Time) — Fri May 01 2015 00:00:00 GMT+0000 (Coordinated Universal Time)
Metlife
Senior Broker-Dealer Trader / Project Manager
Thu Mar 01 2012 00:00:00 GMT+0000 (Coordinated Universal Time) — Tue Jul 01 2014 00:00:00 GMT+0000 (Coordinated Universal Time)
Ubs Investment Bank
Associate Director
Thu Jul 01 2010 00:00:00 GMT+0000 (Coordinated Universal Time) — Tue Mar 01 2011 00:00:00 GMT+0000 (Coordinated Universal Time)
Tradeweb
VP - Market Data Sales
Tue Jan 01 2008 00:00:00 GMT+0000 (Coordinated Universal Time) — Fri Jan 01 2010 00:00:00 GMT+0000 (Coordinated Universal Time)
Tradeweb
VP Training
Mon Jan 01 2007 00:00:00 GMT+0000 (Coordinated Universal Time) — Tue Jan 01 2008 00:00:00 GMT+0000 (Coordinated Universal Time)
Tradeweb
VP
Tue Jun 01 2004 00:00:00 GMT+0000 (Coordinated Universal Time) — Thu Apr 01 2010 00:00:00 GMT+0000 (Coordinated Universal Time)
Tradeweb
AVP Client Relations
Thu Jan 01 2004 00:00:00 GMT+0000 (Coordinated Universal Time) — Sun Jan 01 2006 00:00:00 GMT+0000 (Coordinated Universal Time)
Mellon Securities
Dealer Sales
Tue Jan 01 2002 00:00:00 GMT+0000 (Coordinated Universal Time) — Wed Jan 01 2003 00:00:00 GMT+0000 (Coordinated Universal Time)
Mellon Securities
Trade Support
Mon Jan 01 2001 00:00:00 GMT+0000 (Coordinated Universal Time) — Tue Jan 01 2002 00:00:00 GMT+0000 (Coordinated Universal Time)
Pershing
Associate
Wed Jan 01 1997 00:00:00 GMT+0000 (Coordinated Universal Time) — Mon Jan 01 2001 00:00:00 GMT+0000 (Coordinated Universal Time)