Christopher Simmons
FINRA licensed compliance professional with an understanding of US markets and experience surveilling and regulating securities trading at... | Philadelphia, Pennsylvania, United States
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Christopher Simmons’s Emails ch****@lf****.com
Christopher Simmons’s Phone Numbers No phone number available.
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Christopher Simmons’s Location Philadelphia, Pennsylvania, United States
Christopher Simmons’s Expertise FINRA licensed compliance professional with an understanding of US markets and experience surveilling and regulating securities trading at the broker-dealer level. Maintains knowledge of current regulations, internal policies and guidance, and changes in the regulatory environment. Focused on obtaining progressively complex compliance work in a highly regulated industry.
Christopher Simmons’s Current Industry Nasdaq
Christopher
Simmons’s Prior Industry
Northwestern Mutual
|
Pls Logistics Services
|
Lincoln Financial
|
Nasdaq
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Work Experience
Nasdaq
Data Analyst
Tue Feb 01 2022 00:00:00 GMT+0000 (Coordinated Universal Time) — Present
Lincoln Financial
Surveillance Administrator
Sat Jul 01 2017 00:00:00 GMT+0000 (Coordinated Universal Time) — Tue Feb 01 2022 00:00:00 GMT+0000 (Coordinated Universal Time)
Pls Logistics Services
Account Executive
Wed Jun 01 2016 00:00:00 GMT+0000 (Coordinated Universal Time) — Thu Dec 01 2016 00:00:00 GMT+0000 (Coordinated Universal Time)
Northwestern Mutual
Financial Representative
Fri May 01 2015 00:00:00 GMT+0000 (Coordinated Universal Time) — Tue Sep 01 2015 00:00:00 GMT+0000 (Coordinated Universal Time)Skills
Languages
Christopher Simmons Email Addresses
FAQ About Christopher Simmons
-
Christopher Simmons is located at
Philadelphia, Pennsylvania, United States -
Christopher Simmons is a
FINRA licensed compliance professional with an understanding of US markets and experience surveilling and regulating securities trading at the broker-dealer level. Maintains knowledge of current regulations, internal policies and guidance, and changes in the regulatory environment. Focused on obtaining progressively complex compliance work in a highly regulated industry. Nasdaq -
Christopher Simmons currently works in the
Nasdaq -
Christopher Simmons specializes in
FINRA licensed compliance professional with an understanding of US markets and experience surveilling and regulating securities trading at the broker-dealer level. Maintains knowledge of current regulations, internal policies and guidance, and changes in the regulatory environment. Focused on obtaining progressively complex compliance work in a highly regulated industry. -
Christopher Simmons speaks the following languages:
No languages available. -
Christopher Simmons has prior experience in the following industries:
Lincoln Financial , Pls Logistics Services , Northwestern Mutual -
Christopher Simmons has the following professional experience:
Nasdaq , Lincoln Financial , Pls Logistics Services , Northwestern Mutual . -
You can view Christopher Simmons’s
LinkedIn profile at LinkedIn URL. -
Christopher Simmons’s work email addresses are
[email protected] . -
Christopher Simmons works at
Nasdaq
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