
David Rosenzweig
Senior Brokerage Operations Manager : Trading & Operations Management - Team Leader - Product Management - Project Management -Risk... | San Francisco, California, United States
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David Rosenzweig’s Location San Francisco, California, United States
David Rosenzweig’s Expertise Senior Brokerage Operations Manager : Trading & Operations Management - Team Leader - Product Management - Project Management -Risk Management Twenty-two years of industry experience with success in a variety of roles requiring sharp focus on teams, service, compliance, risk, trading, operations, projects and product development. Series 4, 7, 9, 10, 63, 65 licenses Opinions and comments expressed by LinkedIn Members are those of the persons submitting them and do not necessarily represent the views of the creator of this profile or their firm. This information is intended for use only by residents of CA only.
David Rosenzweig’s Current Industry Wells Fargo Advisors
David
Rosenzweig’s Prior Industry
Charles Schwab
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First Republic Securities
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Foothill Securities
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Wells Fargo Advisors
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Work Experience

Wells Fargo Advisors
Operations Liaison
Fri Sep 01 2017 00:00:00 GMT+0000 (Coordinated Universal Time) — Present
Foothill Securities
Senior Operations Manager, Vice President
Sun Dec 01 2013 00:00:00 GMT+0000 (Coordinated Universal Time) — Thu Dec 01 2016 00:00:00 GMT+0000 (Coordinated Universal Time)
First Republic Securities
Director
Fri Jan 01 2010 00:00:00 GMT+0000 (Coordinated Universal Time) — Fri Mar 01 2013 00:00:00 GMT+0000 (Coordinated Universal Time)
First Republic Securities
Senior Operations Manager
Thu Nov 01 2007 00:00:00 GMT+0000 (Coordinated Universal Time) — Tue Dec 01 2009 00:00:00 GMT+0000 (Coordinated Universal Time)
Charles Schwab
Senior Manager -- Employee Signature Services
Wed Nov 01 2006 00:00:00 GMT+0000 (Coordinated Universal Time) — Tue May 01 2007 00:00:00 GMT+0000 (Coordinated Universal Time)
Charles Schwab
Team Manager II - Employee Signature Services
Tue Apr 01 2003 00:00:00 GMT+0000 (Coordinated Universal Time) — Wed Nov 01 2006 00:00:00 GMT+0000 (Coordinated Universal Time)
Charles Schwab
Team Manager I - Employee Signature Services
Sat Jan 01 2000 00:00:00 GMT+0000 (Coordinated Universal Time) — Tue Apr 01 2003 00:00:00 GMT+0000 (Coordinated Universal Time)
Charles Schwab
Trading Supervisor - Employee Signature Services
Tue Dec 01 1998 00:00:00 GMT+0000 (Coordinated Universal Time) — Sat Jan 01 2000 00:00:00 GMT+0000 (Coordinated Universal Time)
Charles Schwab
Senior Representative - Employee Signature Services
Sun Jun 01 1997 00:00:00 GMT+0000 (Coordinated Universal Time) — Tue Dec 01 1998 00:00:00 GMT+0000 (Coordinated Universal Time)
Charles Schwab
Operations Specialist II - Brokerage Operations Capacity Team
Mon Jan 01 1996 00:00:00 GMT+0000 (Coordinated Universal Time) — Sun Jun 01 1997 00:00:00 GMT+0000 (Coordinated Universal Time)
Charles Schwab
Registered Representative - Investor Service Center
Sat Jul 01 1995 00:00:00 GMT+0000 (Coordinated Universal Time) — Mon Jan 01 1996 00:00:00 GMT+0000 (Coordinated Universal Time)
Charles Schwab
Assistant Broker - Investor Service Center
Wed Feb 01 1995 00:00:00 GMT+0000 (Coordinated Universal Time) — Sat Jul 01 1995 00:00:00 GMT+0000 (Coordinated Universal Time)