da****@fa****.com & 1800475****

David Spack

Dynamic compliance lead with experience in the fintech/startup world, as well as traditional banking. I have worked ... | New York, New York, United States

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David Spack’s Emails da****@fa****.com

David Spack’s Phone Numbers 1800475****

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David Spack’s Location New York, New York, United States

David Spack’s Expertise Dynamic compliance lead with experience in the fintech/startup world, as well as traditional banking. I have worked in both the regulatory and product compliance spaces, and have extensive knowledge of commercial lending law, state licensing requirements, SEC, FINRA, cryptocurrencies/blockchain and Exchange rules regarding sales and trading of US equities and options. FINRA Licenses: Series 4, 7, 24, 55, 56, 79, 87. Certified Anti-Money Laundering Specialist (CAMS) Specialties: Fintech, lending compliance, equities compliance, Exchange and SRO rules and regulations, OATS, policies and procedures, regulatory inquiries, commercial lending law, AML.

David Spack’s Current Industry Fanduel

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Work Experience

Fanduel

Vice President, Compliance and Enterprise Risk

Tue Aug 01 2023 00:00:00 GMT+0000 (Coordinated Universal Time) — Present

Blockfi

Chief Compliance Officer

Mon Apr 01 2019 00:00:00 GMT+0000 (Coordinated Universal Time) — Tue Aug 01 2023 00:00:00 GMT+0000 (Coordinated Universal Time)

Consensys

Chief Compliance Officer at Token Foundry/ConsenSys Digital Securities

Tue May 01 2018 00:00:00 GMT+0000 (Coordinated Universal Time) — Mon Apr 01 2019 00:00:00 GMT+0000 (Coordinated Universal Time)

Blockfi

Senior Compliance Advisor

Sun Oct 01 2017 00:00:00 GMT+0000 (Coordinated Universal Time) — Mon Apr 01 2019 00:00:00 GMT+0000 (Coordinated Universal Time)

Pinch

Chief Compliance Officer

Sun Oct 01 2017 00:00:00 GMT+0000 (Coordinated Universal Time) — Sun Apr 01 2018 00:00:00 GMT+0000 (Coordinated Universal Time)

Bond Street

Head of Compliance

Wed Feb 01 2017 00:00:00 GMT+0000 (Coordinated Universal Time) — Fri Sep 01 2017 00:00:00 GMT+0000 (Coordinated Universal Time)

Funding Circle Usa

Chief Compliance Officer

Thu Jan 01 2015 00:00:00 GMT+0000 (Coordinated Universal Time) — Wed Feb 01 2017 00:00:00 GMT+0000 (Coordinated Universal Time)

Casey Securities

Chief Compliance Officer

Sat Jun 01 2013 00:00:00 GMT+0000 (Coordinated Universal Time) — Mon Dec 01 2014 00:00:00 GMT+0000 (Coordinated Universal Time)

New Albion Partners

Chief Compliance Officer

Sat Sep 01 2012 00:00:00 GMT+0000 (Coordinated Universal Time) — Mon Dec 01 2014 00:00:00 GMT+0000 (Coordinated Universal Time)

Fog Equities

Chief Compliance Officer

Sat Sep 01 2012 00:00:00 GMT+0000 (Coordinated Universal Time) — Mon Dec 01 2014 00:00:00 GMT+0000 (Coordinated Universal Time)

Ubs Investment Bank

Compliance Officer

Thu Dec 01 2011 00:00:00 GMT+0000 (Coordinated Universal Time) — Wed Aug 01 2012 00:00:00 GMT+0000 (Coordinated Universal Time)

Mf Global

Equities Compliance

Sat May 01 2010 00:00:00 GMT+0000 (Coordinated Universal Time) — Tue Nov 01 2011 00:00:00 GMT+0000 (Coordinated Universal Time)

Nasdaq Omx Bx Boston Options Exchange Regulation

Analyst

Tue Jan 01 2008 00:00:00 GMT+0000 (Coordinated Universal Time) — Sat May 01 2010 00:00:00 GMT+0000 (Coordinated Universal Time)

Skills

Languages

David Spack Email Addresses

da****@fa****.com Work Email

da****@fa****.com Personal Email

sp****@bl****.com Personal Email

da****@fu****.com Personal Email

da****@bl****.com Personal Email

David Spack Phone Number

1800475**** Phone number

FAQ About David Spack

David Spack is located at
New York, New York, United States

David Spack is a
Dynamic compliance lead with experience in the fintech/startup world, as well as traditional banking. I have worked in both the regulatory and product compliance spaces, and have extensive knowledge of commercial lending law, state licensing requirements, SEC, FINRA, cryptocurrencies/blockchain and Exchange rules regarding sales and trading of US equities and options. FINRA Licenses: Series 4, 7, 24, 55, 56, 79, 87. Certified Anti-Money Laundering Specialist (CAMS) Specialties: Fintech, lending compliance, equities compliance, Exchange and SRO rules and regulations, OATS, policies and procedures, regulatory inquiries, commercial lending law, AML. Fanduel

David Spack currently works in the
Fanduel

David Spack specializes in
Dynamic compliance lead with experience in the fintech/startup world, as well as traditional banking. I have worked in both the regulatory and product compliance spaces, and have extensive knowledge of commercial lending law, state licensing requirements, SEC, FINRA, cryptocurrencies/blockchain and Exchange rules regarding sales and trading of US equities and options. FINRA Licenses: Series 4, 7, 24, 55, 56, 79, 87. Certified Anti-Money Laundering Specialist (CAMS) Specialties: Fintech, lending compliance, equities compliance, Exchange and SRO rules and regulations, OATS, policies and procedures, regulatory inquiries, commercial lending law, AML.

David Spack speaks the following languages:
No languages available.

David Spack has prior experience in the following industries:
Blockfi , Consensys , Blockfi , Pinch , Bond Street , Funding Circle Usa , Casey Securities , New Albion Partners , Fog Equities , Ubs Investment Bank , Mf Global , Nasdaq Omx Bx Boston Options Exchange Regulation

David Spack has the following professional experience:
Fanduel , Blockfi , Consensys , Blockfi , Pinch , Bond Street , Funding Circle Usa , Casey Securities , New Albion Partners , Fog Equities , Ubs Investment Bank , Mf Global , Nasdaq Omx Bx Boston Options Exchange Regulation .