
Gurpreet Singh
I have over 15 years of experience in the Banking and Financial Services Industry, specializing in Internal Audit,... | Pune, Pune, India
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Gurpreet Singh’s Emails gu****@ub****.com
Gurpreet Singh’s Phone Numbers No phone number available.
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Gurpreet Singh’s Location Pune, Pune, India
Gurpreet Singh’s Expertise I have over 15 years of experience in the Banking and Financial Services Industry, specializing in Internal Audit, Business Continuity, Operational Resilience, Third Party Risk Management, Internal Controls, Enterprise Risk Management, Technology Risk, Cyber Risk, Information Security, and Business Process Improvement. As an Internal Audit Lead, I managed audits covering Operational Resilience, Technology Risk, Third Party Risk, Business Continuity Management (BCM), and Group Corporate Services. I oversaw audit processes from planning and scoping to fieldwork and report issuance, engaging closely with senior stakeholders and regulatory bodies to ensure comprehensive review and regulatory compliance. In Business Continuity and Operational Resilience, I led initiatives at UBS, aligning practices with regulatory standards such as FCA PS 21/3, FINMA, HKMA OR, and MAS BCM. I conducted GAP assessments against regulations like DORA and FED outsourcing guidelines, contributing to strategic roadmaps and frameworks. During the 2020 pandemic, I managed crisis response efforts, transitioning seamlessly to Work from Home protocols and providing regular updates to senior management. My expertise in Third Party Risk Management includes compliance with regulations such as DORA, FCA, and RBI, focusing on segmentation, due diligence, and reporting. I optimized processes for due diligence, cyclic reviews, exit strategies, and cyber risk assessments, ensuring alignment with key risk indicators and sustainability of controls. I've implemented Information Security Management Systems (ISO 27001) across Banking, Manufacturing, and Insurance sectors, covering Security Objectives Alignment (SOA), Information Security Policy (IS Policy), Framework (IS Framework), Controls (IS Controls), and internal audits. Additionally, I facilitated the implementation of the COBIT 5 framework for a leading PSU bank in India, enhancing operational risk management and IT governance. Overall, my career has been marked by a commitment to excellence in risk management, regulatory compliance, and operational resilience across diverse sectors of the financial industry. I eagerly anticipate embarking on new challenges and ventures, and welcome connections and collaborations at [email protected].
Gurpreet Singh’s Current Industry Ubs
Gurpreet
Singh’s Prior Industry
Icici Prudential Life Insurance
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Anb Consulting
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Deloitte
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Ubs
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Work Experience

Ubs
Director
Fri Mar 01 2019 00:00:00 GMT+0000 (Coordinated Universal Time) — Present
Ubs
Associate Director
Tue Nov 01 2016 00:00:00 GMT+0000 (Coordinated Universal Time) — Fri Feb 01 2019 00:00:00 GMT+0000 (Coordinated Universal Time)
Deloitte
Manager
Fri Apr 01 2016 00:00:00 GMT+0000 (Coordinated Universal Time) — Tue Nov 01 2016 00:00:00 GMT+0000 (Coordinated Universal Time)
Deloitte
Deputy Manager
Wed Oct 01 2014 00:00:00 GMT+0000 (Coordinated Universal Time) — Tue Mar 01 2016 00:00:00 GMT+0000 (Coordinated Universal Time)
Deloitte
Assistant Manager
Mon Apr 01 2013 00:00:00 GMT+0000 (Coordinated Universal Time) — Wed Oct 01 2014 00:00:00 GMT+0000 (Coordinated Universal Time)
Deloitte
Assistant Manager
Mon Apr 01 2013 00:00:00 GMT+0000 (Coordinated Universal Time) — Mon Sep 01 2014 00:00:00 GMT+0000 (Coordinated Universal Time)
Deloitte
Consultant
Mon Nov 01 2010 00:00:00 GMT+0000 (Coordinated Universal Time) — Fri Mar 01 2013 00:00:00 GMT+0000 (Coordinated Universal Time)
Icici Prudential Life Insurance
Consultant- Business Continuity Management
Fri May 01 2009 00:00:00 GMT+0000 (Coordinated Universal Time) — Mon Nov 01 2010 00:00:00 GMT+0000 (Coordinated Universal Time)
Anb Consulting
ISO 27001 Auditor
Wed Apr 01 2009 00:00:00 GMT+0000 (Coordinated Universal Time) — Fri May 01 2009 00:00:00 GMT+0000 (Coordinated Universal Time)
Icici Prudential Life Insurance
Consultant BCM
Thu Jan 01 2009 00:00:00 GMT+0000 (Coordinated Universal Time) — Thu Jan 01 2009 00:00:00 GMT+0000 (Coordinated Universal Time)