Ivan Mak

FAQ About Ivan Mak

• What is Ivan Mak's address?

  Ivan Mak is located at
  Hong Kong, Hong Kong, Hong Kong

• What is Ivan Mak's job title?

  Ivan Mak is a
  IPO transactions - processing applications for new equity listings including transactions by listed companies deemed to be new listings (e.g. bank, fund, security brokerage firm) Investment banking industry - Review the independence price verification process for valuation of complex financial instrument - Audit of internal control over financial reporting that is integrated with an audit of financial statements under PCAOB Banking industry - Providing audit assurance and business advice to top-tier financial services clients - Reporting on specified banking returns under section 63(3) of Banking Ordinance for local/overseas incorporated AI - Reporting on system of control over compilation of banking returns, compliance with specified sections of the Banking Ordinance and maintenance of adequate provision under section 63(3A) of Banking Ordinance Securities brokerage & asset management industry (Regulated activities: Type 1, 2, 8, 9) - Review the financial resources requirement (FRR) to ensure that licensed corporation is financially sound - Providing audit assurance on whether the licensed corporation is complied with Securities and Futures Ordinance - Reporting on system of control in place that were adequate to ensure compliance with the SFC's requirements with regard to client assets/securities - Review on security/derivative trade process (e.g. account opening, trade capture, execute and reconciliation) Guotai Junan International

• What industry does Ivan Mak currently work in?

  Ivan Mak currently works in the
  Guotai Junan International

• What is Ivan Mak's area of expertise?

  Ivan Mak specializes in
  IPO transactions - processing applications for new equity listings including transactions by listed companies deemed to be new listings (e.g. bank, fund, security brokerage firm) Investment banking industry - Review the independence price verification process for valuation of complex financial instrument - Audit of internal control over financial reporting that is integrated with an audit of financial statements under PCAOB Banking industry - Providing audit assurance and business advice to top-tier financial services clients - Reporting on specified banking returns under section 63(3) of Banking Ordinance for local/overseas incorporated AI - Reporting on system of control over compilation of banking returns, compliance with specified sections of the Banking Ordinance and maintenance of adequate provision under section 63(3A) of Banking Ordinance Securities brokerage & asset management industry (Regulated activities: Type 1, 2, 8, 9) - Review the financial resources requirement (FRR) to ensure that licensed corporation is financially sound - Providing audit assurance on whether the licensed corporation is complied with Securities and Futures Ordinance - Reporting on system of control in place that were adequate to ensure compliance with the SFC's requirements with regard to client assets/securities - Review on security/derivative trade process (e.g. account opening, trade capture, execute and reconciliation)

• Which languages does Ivan Mak speak? 

  Ivan Mak speaks the following languages:
  No languages available.

• Which industries has Ivan Mak previously worked in?   

  Ivan Mak has prior experience in the following industries:
  Hong Kong Exchanges And Clearing , Ey , Ey , Deloitte

• What is Ivan Mak’s work experience?  

  Ivan Mak has the following professional experience:
  Guotai Junan International , Hong Kong Exchanges And Clearing , Ey , Ey , Deloitte .

• How can I find Ivan Mak on LinkedIn?  

  You can view Ivan Mak’s
  LinkedIn profile at LinkedIn URL.

• What are Ivan Mak’s work email addresses?  

  Ivan Mak’s work email addresses are
  [email protected] .

• What company does Ivan Mak work for?  

  Ivan Mak works at
  Guotai Junan International