
Jeff Nesanelis
Experienced Compliance and Risk manager (17 yrs total, 13 yrs in the UK) across asset management, wealth management,... | Waterloo, England, United Kingdom
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Jeff Nesanelis’s Emails je****@as****.co
Jeff Nesanelis’s Phone Numbers No phone number available.
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Jeff Nesanelis’s Location Waterloo, England, United Kingdom
Jeff Nesanelis’s Expertise Experienced Compliance and Risk manager (17 yrs total, 13 yrs in the UK) across asset management, wealth management, and investment management firms. Expertise in fund adherence monitoring, creation and implementation of key policies and risk management frameworks/risk management processes, and providing advice across the business. An in-depth understanding of FCA sourcebooks, especially COLL, COBS, UCITS/NURS regulations, investment portfolio strategies and portfolio liquidity. Thorough experience working within ACD and DFM setups, understanding of the operational and investment risks involved. Experience in creating and implementing compliance monitoring plans, providing training to the business, reviewing marketing material, investigating and resolving errors/breaches, and liaising with depositaries /FCA where necessary. Ability to analyse trends, create reports for Senior Management, as well to represent risk and compliance functions at Committee level. Strong influencing and stakeholder management skills. Hold a Level 6 CISI Diploma in Investment Compliance.
Jeff Nesanelis’s Current Industry St Jamess Place Wealth Management
Jeff
Nesanelis’s Prior Industry
Bear Stearns
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Morgan Stanley Private Wealth Management
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Blackrock
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Nomura Asset Management
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Barings
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The Malborough
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Ascot Lloyd
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St Jamess Place Wealth Management
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Work Experience

St Jamess Place Wealth Management
Regulatory Guidance - Funds Specialist
Wed Nov 01 2023 00:00:00 GMT+0000 (Coordinated Universal Time) — Present
Ascot Lloyd
Compliance Manager
Thu Jul 01 2021 00:00:00 GMT+0000 (Coordinated Universal Time) — Present
Ascot Lloyd
Investment Management Compliance Manager
Thu Jul 01 2021 00:00:00 GMT+0000 (Coordinated Universal Time) — Sun Oct 01 2023 00:00:00 GMT+0000 (Coordinated Universal Time)
The Malborough
Compliance And Risk Manager
Thu Dec 01 2016 00:00:00 GMT+0000 (Coordinated Universal Time) — Thu Jul 01 2021 00:00:00 GMT+0000 (Coordinated Universal Time)
Barings
Operational Compliance Manager
Thu May 01 2014 00:00:00 GMT+0000 (Coordinated Universal Time) — Thu Dec 01 2016 00:00:00 GMT+0000 (Coordinated Universal Time)
Nomura Asset Management
Compliance Analyst
Sun Jan 01 2012 00:00:00 GMT+0000 (Coordinated Universal Time) — Thu May 01 2014 00:00:00 GMT+0000 (Coordinated Universal Time)
Blackrock
Compliance Officer
Sat Jan 01 2011 00:00:00 GMT+0000 (Coordinated Universal Time) — Sat Jan 01 2011 00:00:00 GMT+0000 (Coordinated Universal Time)
Morgan Stanley Private Wealth Management
Senior Oversight Analyst
Fri Jan 01 2010 00:00:00 GMT+0000 (Coordinated Universal Time) — Sat Jan 01 2011 00:00:00 GMT+0000 (Coordinated Universal Time)
Bear Stearns
Fixed Income Compliance Officer
Thu Jan 01 2004 00:00:00 GMT+0000 (Coordinated Universal Time) — Tue Jan 01 2008 00:00:00 GMT+0000 (Coordinated Universal Time)