Joseph Degeronimo

FAQ About Joseph Degeronimo

• What is Joseph Degeronimo's address?

  Joseph Degeronimo is located at
  Charlotte Metro, Charlotte Metro, United States

• What is Joseph Degeronimo's job title?

  Joseph Degeronimo is a
  Currently cover and monitor all FX and LCT activity for market misconduct behavior. Act as an effective liasion with Regulatory inquiries from OCC, FRB and Audit. Researched, updated and interpreted the banks FX Policies, laws rules and regulations. Provide ongoing FX support to maintain and uphold the Compliance program. Work with the bank Trade Surveillance department on all market misconduct alerts, test parameters, metrics and trending. Provide yearly Compliance training to the FX + Sales teams. Monthly responsibilities inlcude FX Monitoring routines, hold Global Compliance and Trade surveillance forums to speak on alerts, closures, test scripts, QA for consistency purposes. Provide Monthly trending and compliance updates to the FX/LCT desks as well as Actioned alerts to upper management. In constant communication with BCO team on their supervisory alerts, ALGO on boarding, Coverage Assessment, Inclusions/Exclusions as well as Control challenges. Lead project manager on multiple MRA Regulatory requests surrounding Parameter Reviews, Test Scripts, Coverage Assessments surrounding active/inactive ALGOS and Single Processing Inventory which determines which controls are in place or must be implemented. Additionally worked on Targeted and Risk Assessments, Operational Loss Events within all FX related events. Previously managed the America’s Trade Surveillance (EIT) division which consisted of a team of 12 analysts. The team monitors all Fx, Fixed Income, Equities and CF+O transactions on a daily basis via the Actimize and SMARTS platform. Review models which look for manipulative activity which also includes E-Communications. I have presented walk throughs meeting to the OCC, FED & Audit that were consent order related. Have crossed trained in Fixed Income, Equities and Commodities on the Smarts based platforms. At my previous role at Sumitomo I did the following: Oversee and manage the Trading desk of five traders including yearly performance reviews. Supervise and train staff ensuring full compliance with daily trade limits as well as regulatory policies and procedures. Business Relationship manager for over 100 million dollars of FX and FX sales. Experience in Compliance, Risk Management, Credit Risk and liaison to Senior Management. Computed daily and monthly P/L reports reflecting trade activity: submitting to upper management. Bank Of America

• What industry does Joseph Degeronimo currently work in?

  Joseph Degeronimo currently works in the
  Bank Of America

• What is Joseph Degeronimo's area of expertise?

  Joseph Degeronimo specializes in
  Currently cover and monitor all FX and LCT activity for market misconduct behavior. Act as an effective liasion with Regulatory inquiries from OCC, FRB and Audit. Researched, updated and interpreted the banks FX Policies, laws rules and regulations. Provide ongoing FX support to maintain and uphold the Compliance program. Work with the bank Trade Surveillance department on all market misconduct alerts, test parameters, metrics and trending. Provide yearly Compliance training to the FX + Sales teams. Monthly responsibilities inlcude FX Monitoring routines, hold Global Compliance and Trade surveillance forums to speak on alerts, closures, test scripts, QA for consistency purposes. Provide Monthly trending and compliance updates to the FX/LCT desks as well as Actioned alerts to upper management. In constant communication with BCO team on their supervisory alerts, ALGO on boarding, Coverage Assessment, Inclusions/Exclusions as well as Control challenges. Lead project manager on multiple MRA Regulatory requests surrounding Parameter Reviews, Test Scripts, Coverage Assessments surrounding active/inactive ALGOS and Single Processing Inventory which determines which controls are in place or must be implemented. Additionally worked on Targeted and Risk Assessments, Operational Loss Events within all FX related events. Previously managed the America’s Trade Surveillance (EIT) division which consisted of a team of 12 analysts. The team monitors all Fx, Fixed Income, Equities and CF+O transactions on a daily basis via the Actimize and SMARTS platform. Review models which look for manipulative activity which also includes E-Communications. I have presented walk throughs meeting to the OCC, FED & Audit that were consent order related. Have crossed trained in Fixed Income, Equities and Commodities on the Smarts based platforms. At my previous role at Sumitomo I did the following: Oversee and manage the Trading desk of five traders including yearly performance reviews. Supervise and train staff ensuring full compliance with daily trade limits as well as regulatory policies and procedures. Business Relationship manager for over 100 million dollars of FX and FX sales. Experience in Compliance, Risk Management, Credit Risk and liaison to Senior Management. Computed daily and monthly P/L reports reflecting trade activity: submitting to upper management.

• Which languages does Joseph Degeronimo speak? 

  Joseph Degeronimo speaks the following languages:
  No languages available.

• Which industries has Joseph Degeronimo previously worked in?   

  Joseph Degeronimo has prior experience in the following industries:
  Bank Of America , Bank Of America , Chase , Sumitomo Mitsui Banking , Sumitomo Mitsui Banking , Sumitomo Mitsui Banking

• What is Joseph Degeronimo’s work experience?  

  Joseph Degeronimo has the following professional experience:
  Bank Of America , Bank Of America , Bank Of America , Chase , Sumitomo Mitsui Banking , Sumitomo Mitsui Banking , Sumitomo Mitsui Banking .

• How can I find Joseph Degeronimo on LinkedIn?  

  You can view Joseph Degeronimo’s
  LinkedIn profile at LinkedIn URL.

• What are Joseph Degeronimo’s work email addresses?  

  Joseph Degeronimo’s work email addresses are
  [email protected] .

• What company does Joseph Degeronimo work for?  

  Joseph Degeronimo works at
  Bank Of America