
Kevin Donohue
Kevin M. Donohue is currently the General Counsel and Chief Compliance Officer of Arxis Capital Group. Mr.... | Jersey City, New Jersey, United States
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Kevin Donohue’s Emails kd****@to****.com
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Kevin Donohue’s Location Jersey City, New Jersey, United States
Kevin Donohue’s Expertise Kevin M. Donohue is currently the General Counsel and Chief Compliance Officer of Arxis Capital Group. Mr. Donohue joined Arxis Capital Group from J.P. Morgan where he was an Executive Director and head of trading compliance for J.P. Morgan's Wealth Management division. Previously, Mr. Donohue was the Chief Compliance and Legal Officer for the Fixed Income division at Knight Capital, where he had responsibility for all legal and compliance issues for the Fixed Income division of Knight. Mr. Donohue managed a team of 12 legal and compliance professionals and acted as the Anti-Money Laundering Officer for Urban Financial, which was a mortgage originator that is owned by Knight. Mr. Donohue held several other roles at Knight including CCO of Knight Clearing, CCO of a registered investment adviser and a Director of Compliance for Knight’s Equities division. Mr. Donohue also was employed by Citigroup, JPMorgan and Goldman Sachs where he was a compliance officer supporting their equities trading divisions. Mr. Donohue was also a corporate attorney at WilmerHale. Mr. Donohue received a B.S. in accounting from The College of New Jersey and a J.D. from Fordham Law School. Specialties - Fixed Income and Equities Trading Compliance - Electronic Market Making and DMA Compliance - FX and Futures Electronic Trading - Capital Markets Compliance - Prime Brokerage & Correspondent Clearing - Futures & Options - Alternative Trading Systems - Research Compliance - AML Compliance - Mortgages - Drafting and Negotiating Legal documentation - Deal Due Diligence - FINRA & SEC laws, regulations and regulatory filings Mr. Donohue maintains FINRA series 4, 7, 14, 24, 55, 79 and 87 securities licenses and is a member of NY and NJ bar associations.
Kevin Donohue’s Current Industry Tower Research Capital
Kevin
Donohue’s Prior Industry
Goldman Sachs
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Wilmerhale
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Jpmorgan Chase
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Citigroup
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Knight Capital Fixed Income
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Knight Capital
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Phlx Bcc
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Jp Morgan
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Arxis Capital
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Tower Research Capital
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Work Experience

Tower Research Capital
General Counsel
Sun Mar 01 2020 00:00:00 GMT+0000 (Coordinated Universal Time) — Present
Tower Research Capital
Counsel
Sat Aug 01 2015 00:00:00 GMT+0000 (Coordinated Universal Time) — Sun Mar 01 2020 00:00:00 GMT+0000 (Coordinated Universal Time)
Arxis Capital
General Counsel and Chief Compliance Officer
Mon Sep 01 2014 00:00:00 GMT+0000 (Coordinated Universal Time) — Wed Jul 01 2015 00:00:00 GMT+0000 (Coordinated Universal Time)
Jp Morgan
Executive Director
Mon Jul 01 2013 00:00:00 GMT+0000 (Coordinated Universal Time) — Mon Sep 01 2014 00:00:00 GMT+0000 (Coordinated Universal Time)
Phlx Bcc
Member
Tue Jan 01 2008 00:00:00 GMT+0000 (Coordinated Universal Time) — Tue Jan 01 2013 00:00:00 GMT+0000 (Coordinated Universal Time)
Knight Capital Fixed Income
Managing Director, Chief Compliance and Legal Officer - Fixed Income
Mon May 01 2006 00:00:00 GMT+0000 (Coordinated Universal Time) — Mon Jul 01 2013 00:00:00 GMT+0000 (Coordinated Universal Time)
Knight Capital
Director of Corporate Compliance
Mon May 01 2006 00:00:00 GMT+0000 (Coordinated Universal Time) — Wed Dec 01 2010 00:00:00 GMT+0000 (Coordinated Universal Time)
Citigroup
Compliance Officer
Sat Jan 01 2005 00:00:00 GMT+0000 (Coordinated Universal Time) — Sun Jan 01 2006 00:00:00 GMT+0000 (Coordinated Universal Time)
Jpmorgan Chase
Vice President
Thu Jan 01 2004 00:00:00 GMT+0000 (Coordinated Universal Time) — Sat Jan 01 2005 00:00:00 GMT+0000 (Coordinated Universal Time)
Wilmerhale
Associate
Mon Jan 01 2001 00:00:00 GMT+0000 (Coordinated Universal Time) — Wed Jan 01 2003 00:00:00 GMT+0000 (Coordinated Universal Time)
Goldman Sachs
Associate
Fri Jan 01 1993 00:00:00 GMT+0000 (Coordinated Universal Time) — Sat Jan 01 2000 00:00:00 GMT+0000 (Coordinated Universal Time)