Michael Calhoun

FAQ About Michael Calhoun

• What is Michael Calhoun's address?

  Michael Calhoun is located at
  Chicago, Chicago, United States

• What is Michael Calhoun's job title?

  Michael Calhoun is a
  Investment management attorney with extensive experience advising RIA personnel in all departments (e.g., Portfolio Management, Trading, Client Services/Distribution, Marketing, Compliance, Risk Control, Finance, Ops, audit, etc.) on complex legal and compliance issues. Experience working on many types of accounts and fund vehicles, including SMAs (institutional and retail), private funds, collective investment trusts, mutual funds, UCITS, and AIFs. Experience working with PMs in various asset classes, including Equities, Fixed Income, Asset Allocation, Client Solutions and Multi-Manager, Infrastructure & Private Equity (including fund-of-funds), and Real Estate funds-of-funds. Matters handled include: • Advising on legal/compliance issues under the Advisers Act, Investment Company Act, Securities Act of 1933, Securities Exchange Act of 1934, ERISA, Commodity Exchange Act, federal and state banking laws, and other laws and regulations. • Drafting/negotiating contracts and other legal documents, including investment management agreements, soft dollar agreements, referral and distribution agreements, confidentiality agreements, licensing agreements, service agreements, etc. • Drafting/reviewing offering documents, including prospectuses/offering memoranda, investment policies, subscription materials, etc. • Reviewing marketing materials • Handling federal and state regulatory exams, including the SEC, Federal Reserve, DOL, and state banking regulators • Preparing/reviewing regulatory filings, including ADV, 13F, 13G, etc. • Drafting/reviewing compliance policies and procedures • Advising on registration and disclosure requirements • Advising on purchasing IPOs under FINRA Rules 5130/5131 and restricted securities (e.g., 144As, Reg. S, etc.) • Organizing and running Board meetings • Drafting corporate documents, including articles of incorporation, bylaws, LLC agreements, minutes, resolutions, etc. • Advising on corporate governance and risk management Ubs Asset Management Americas

• What industry does Michael Calhoun currently work in?

  Michael Calhoun currently works in the
  Ubs Asset Management Americas

• What is Michael Calhoun's area of expertise?

  Michael Calhoun specializes in
  Investment management attorney with extensive experience advising RIA personnel in all departments (e.g., Portfolio Management, Trading, Client Services/Distribution, Marketing, Compliance, Risk Control, Finance, Ops, audit, etc.) on complex legal and compliance issues. Experience working on many types of accounts and fund vehicles, including SMAs (institutional and retail), private funds, collective investment trusts, mutual funds, UCITS, and AIFs. Experience working with PMs in various asset classes, including Equities, Fixed Income, Asset Allocation, Client Solutions and Multi-Manager, Infrastructure & Private Equity (including fund-of-funds), and Real Estate funds-of-funds. Matters handled include: • Advising on legal/compliance issues under the Advisers Act, Investment Company Act, Securities Act of 1933, Securities Exchange Act of 1934, ERISA, Commodity Exchange Act, federal and state banking laws, and other laws and regulations. • Drafting/negotiating contracts and other legal documents, including investment management agreements, soft dollar agreements, referral and distribution agreements, confidentiality agreements, licensing agreements, service agreements, etc. • Drafting/reviewing offering documents, including prospectuses/offering memoranda, investment policies, subscription materials, etc. • Reviewing marketing materials • Handling federal and state regulatory exams, including the SEC, Federal Reserve, DOL, and state banking regulators • Preparing/reviewing regulatory filings, including ADV, 13F, 13G, etc. • Drafting/reviewing compliance policies and procedures • Advising on registration and disclosure requirements • Advising on purchasing IPOs under FINRA Rules 5130/5131 and restricted securities (e.g., 144As, Reg. S, etc.) • Organizing and running Board meetings • Drafting corporate documents, including articles of incorporation, bylaws, LLC agreements, minutes, resolutions, etc. • Advising on corporate governance and risk management

• Which languages does Michael Calhoun speak? 

  Michael Calhoun speaks the following languages:
  No languages available.

• Which industries has Michael Calhoun previously worked in?   

  Michael Calhoun has prior experience in the following industries:
  Seyfarth Shaw , Dancona And Pflaum

• What is Michael Calhoun’s work experience?  

  Michael Calhoun has the following professional experience:
  Ubs Asset Management Americas , Seyfarth Shaw , Dancona And Pflaum .

• How can I find Michael Calhoun on LinkedIn?  

  You can view Michael Calhoun’s
  LinkedIn profile at LinkedIn URL.

• What are Michael Calhoun’s work email addresses?  

  Michael Calhoun’s work email addresses are
  [email protected] .

• What company does Michael Calhoun work for?  

  Michael Calhoun works at
  Ubs Asset Management Americas