
Michael Simon
I am seeking challenging opportunities to provide part-time regulatory consulting services for exchanges and broker-dealers. As a... | New York, New York, United States
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Michael Simon’s Location New York, New York, United States
Michael Simon’s Expertise I am seeking challenging opportunities to provide part-time regulatory consulting services for exchanges and broker-dealers. As a leader in the regulation of the U.S. securities markets: * For 18 years I was the head of the Legal and Regulatory Division of the International Securities Exchange; * I previously worked at the law firm of Milbank Tweed, as primary outside counsel to the New York Stock Exchange; and * I began my career in the market regulation area of the Securities and Exchange Commission, and also worked at NSCC, the leading stock clearing corporation. My experience includes: * Working at the SEC to help to develop the foundation of the current U.S. national market system; * Registering the first new U.S. securities exchange in almost 30 years, and serving as a senior officer of the ISE in its growth to being one of the leading options exchanges in the world; * Developing a surveillance and compliance program for three national securities exchanges; and * Taking a guiding industry role in developing national efforts involving market data, exchange linkages and a consolidated audit trail. You can reach me at: [email protected] or by phone at (212) 229-2455.
Michael Simon’s Current Industry Damaron, LLC
Michael
Simon’s Prior Industry
Damaron, LLC
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Damaron, LLC
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Sat Oct 01 2016 00:00:00 GMT+0000 (Coordinated Universal Time) — Present