Peter Geraghty

Peter Geraghty

Vice President, Senior Legal Director | Baltimore, Maryland, United States

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Work Experience

Goldman Sachs

Vice President, Senior Legal Director

2020-09-01 — Present

First Affirmative Financial Network

General Counsel

2018-08-01 — 2020-09-01

Folio Investing

General Counsel

2018-08-01 — 2020-10-01

Freddie Mac

Interim Head, Capital Markets Compliance

2018-02-01 — 2018-08-01

Freddie Mac

Director, Information Wall and Trade Surveillance Program

2017-09-01 — 2018-02-01

FBR Capital Markets

Deputy General Counsel, Chief Compliance Officer, and Head of Regulatory Affairs

2011-07-01 — 2017-06-01

FBR Capital Markets

Deputy General Counsel, Sales and Trading

2005-03-01 — 2011-07-01

NASDAQ Europe / NASDAQ Deutschland

Associate General Counsel

1999-01-01 — 2004-01-01

The Nasdaq Stock Market

Associate General Counsel

1999-01-01 — 2005-03-01

NASD

Assistant General Counsel

1998-01-01 — 1999-01-01

U.S. Securities and Exchange Commission, Division of Market Regulation

Assistant Director

1996-08-01 — 1998-03-01

U.S. Securities and Exchange Commission, Division of Market Regulation

Attorney & Special Counsel

1992-08-01 — 1996-07-01

Golden Wexler and Sarnese

Associate

1992-01-01 — 1992-07-01

Cullen and Dykman LLP

Associate

1991-07-01 — 1992-01-01

Skills

financial services finance technology payments consumer internet finance internet information technology

Languages

English