
Philip Speier
Accomplished trading and client service manager seeking an opportunity for growth and advancement in the financial services industry.... | United States
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Philip Speier’s Emails ph****@lp****.com
Philip Speier’s Phone Numbers No phone number available.
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Philip Speier’s Location United States
Philip Speier’s Expertise Accomplished trading and client service manager seeking an opportunity for growth and advancement in the financial services industry. Possess a strong work ethic with developed skills in compliance, analysis and client management.
Philip Speier’s Current Industry Lpl Financial
Philip
Speier’s Prior Industry
National Securities
|
Merill Lynch
|
Tradeking
|
Lpl Financial
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Work Experience

Lpl Financial
Sr. Compliance Analyst
Mon Jan 01 2018 00:00:00 GMT+0000 (Coordinated Universal Time) — Present
Lpl Financial
Designations & Titles Compliance Analyst
Thu Jun 01 2017 00:00:00 GMT+0000 (Coordinated Universal Time) — Mon Jan 01 2018 00:00:00 GMT+0000 (Coordinated Universal Time)
Lpl Financial
Sr. Compliance Specialist
Thu Dec 01 2016 00:00:00 GMT+0000 (Coordinated Universal Time) — Thu Jun 01 2017 00:00:00 GMT+0000 (Coordinated Universal Time)
Tradeking
Manager, Select Desk
Sun Jul 01 2012 00:00:00 GMT+0000 (Coordinated Universal Time) — Tue Nov 01 2016 00:00:00 GMT+0000 (Coordinated Universal Time)
Merill Lynch
Client Services and Trading Representative
Sun Aug 01 2010 00:00:00 GMT+0000 (Coordinated Universal Time) — Fri Jun 01 2012 00:00:00 GMT+0000 (Coordinated Universal Time)
National Securities
Junior Broker/Recruiter
Mon Oct 01 2007 00:00:00 GMT+0000 (Coordinated Universal Time) — Tue Jun 01 2010 00:00:00 GMT+0000 (Coordinated Universal Time)