
Sathish Subbaiah
A Competent Professional with 12 Years of Experience in Regulatory Compliance, Ops Risk Management and Quality Assurance. Extensive... | Bengaluru, Bengaluru, India
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Sathish Subbaiah’s Emails sa****@hs****.com
Sathish Subbaiah’s Phone Numbers 1212525****
Social Media
Sathish Subbaiah’s Location Bengaluru, Bengaluru, India
Sathish Subbaiah’s Expertise A Competent Professional with 12 Years of Experience in Regulatory Compliance, Ops Risk Management and Quality Assurance. Extensive Occupation experience in Companies namely HSBC , ICICI Securities and Fidelity investments. Currently responsible to Manage a team of PAD/ Employee compliance Quality Assurance to ensure that the risk coming out of the trade are appropriately mitigated in adherence to constantly changing regulatory environment. Demonstrated the need of applying internal control to ensure that the Department is Audit ready. Excellent relationship building with Success in forming Strong, Suitable relationship and Security Consensus among cross functional team members for key intiatives.
Sathish Subbaiah’s Current Industry Hsbc
Sathish
Subbaiah’s Prior Industry
Hsbc
|
Fidelity Investments
|
Icici Securities
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Work Experience

Hsbc
Regulatory Compliance - Quantity Assurance
Thu Jun 01 2017 00:00:00 GMT+0000 (Coordinated Universal Time) — Present
Icici Securities
Internal Controller
Fri Jan 01 2016 00:00:00 GMT+0000 (Coordinated Universal Time) — Sat Jul 01 2017 00:00:00 GMT+0000 (Coordinated Universal Time)
Fidelity Investments
Specialist
Wed Jun 01 2011 00:00:00 GMT+0000 (Coordinated Universal Time) — Sun Nov 01 2015 00:00:00 GMT+0000 (Coordinated Universal Time)
Hsbc
Regulatory Compliance - Quantity Assurance
— Present