
Sean Mcleod
I currently work as the GFSC approved Compliance Officer & MLRO for AFSL Group Companies and provide compliance... | St Albans, St Albans, United Kingdom
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Sean Mcleod’s Emails se****@ab****.gi
Sean Mcleod’s Phone Numbers No phone number available.
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Sean Mcleod’s Location St Albans, St Albans, United Kingdom
Sean Mcleod’s Expertise I currently work as the GFSC approved Compliance Officer & MLRO for AFSL Group Companies and provide compliance advice and support to AFSL across wealth management, fiduciary, fund administration (including crypto funds) and pensions. I also chair the AFSL Risk Committee with responsibility for managing risk across the group companies. I previously worked for 13 years as a Senior Compliance Advisory Officer for the European hub of the global securities and investment banking business of Mitsubishi UFJ Financial Group. In this time I provided compliance advice to the structured products, equities, credit, FX, rates and DCM desks. I also had the responsibility for providing compliance support to affiliated offices in the US, Hong Kong, Singapore and Dubai. I am a business focused compliance officer who also has previous buy-side compliance experience undertaking compliance examinations, monitoring, training and anti-money laundering checks.
Sean Mcleod’s Current Industry Bank Of America
Sean
Mcleod’s Prior Industry
Mufg Securities
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Mufg Securities Emea
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Abacus Financial Services
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Bank Of America
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Work Experience

Bank Of America
Equities Compliance & Operational Risk Manager
Tue Feb 01 2022 00:00:00 GMT+0000 (Coordinated Universal Time) — Present
Abacus Financial Services
Head of Compliance & Risk
Mon Mar 01 2021 00:00:00 GMT+0000 (Coordinated Universal Time) — Present
Abacus Financial Services
Head of Compliance & Risk
Mon Mar 01 2021 00:00:00 GMT+0000 (Coordinated Universal Time) — Sun May 01 2022 00:00:00 GMT+0000 (Coordinated Universal Time)
Mufg Securities Emea
International and EMEA Compliance Advisory Officer
Sat Sep 01 2007 00:00:00 GMT+0000 (Coordinated Universal Time) — Tue Dec 01 2020 00:00:00 GMT+0000 (Coordinated Universal Time)
Mufg Securities
Compliance Officer
— Present