Vann Stephens

FAQ About Vann Stephens

• What is Vann Stephens's address?

  Vann Stephens is located at
  Charlotte, North Carolina, United States

• What is Vann Stephens's job title?

  Vann Stephens is a
  I am a 23 year veteran of the financial services industry specializing in compliance and currently employed by LPL Financial in the Surveillance and Investigations department. I hold FINRA Series 24, 7, and 63 licenses and I enjoy working in a teamwork environment. I have experience in reviews for multiple areas including but not limited to: mutual fund breakpoint override, near breakpoint, and multiple fund family reviews, as well as; mutual fund, VA, and UIT switch reviews; advisor credit risk reviews, and advisor business practice reviews. In my work experience I have been fortunate to have been able to improve the procedures for each of the reviews assigned to me, which have resulted in increased productivity and efficiency . Knowing that change is the only constant in life, I work to embrace change, learn new things and apply that knowledge to advance my career. Lpl Financial

• What industry does Vann Stephens currently work in?

  Vann Stephens currently works in the
  Lpl Financial

• What is Vann Stephens's area of expertise?

  Vann Stephens specializes in
  I am a 23 year veteran of the financial services industry specializing in compliance and currently employed by LPL Financial in the Surveillance and Investigations department. I hold FINRA Series 24, 7, and 63 licenses and I enjoy working in a teamwork environment. I have experience in reviews for multiple areas including but not limited to: mutual fund breakpoint override, near breakpoint, and multiple fund family reviews, as well as; mutual fund, VA, and UIT switch reviews; advisor credit risk reviews, and advisor business practice reviews. In my work experience I have been fortunate to have been able to improve the procedures for each of the reviews assigned to me, which have resulted in increased productivity and efficiency . Knowing that change is the only constant in life, I work to embrace change, learn new things and apply that knowledge to advance my career.

• Which languages does Vann Stephens speak? 

  Vann Stephens speaks the following languages:
  No languages available.

• Which industries has Vann Stephens previously worked in?   

  Vann Stephens has prior experience in the following industries:
  No prior industries available.

• What is Vann Stephens’s work experience?  

  Vann Stephens has the following professional experience:
  Lpl Financial .

• How can I find Vann Stephens on LinkedIn?  

  You can view Vann Stephens’s
  LinkedIn profile at LinkedIn URL.

• What are Vann Stephens’s work email addresses?  

  Vann Stephens’s work email addresses are
  [email protected] .

• What company does Vann Stephens work for?  

  Vann Stephens works at
  Lpl Financial